Unclaimed Profile

Robert Alan Yager

YAGER ROBERT ALAN·SAN JOSE, California

SIE, Series 1, Series 7, Series 24, Series 6312 years registeredYAGER ROBERT ALAN

4820 HARWOOD ROAD, SAN JOSE, CA 95124CRD# 874509Firm CRD# 110805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Alan Yager · SAN JOSE, CA

Registration

CRD #874509 · YAGER ROBERT ALAN · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: YAGER ROBERT ALAN

WALNUT CREEK WEALTH MANAGEMENT

Jul 2017 – Apr 2021

WALNUT CREEK, CA

ROBERT ALAN YAGER

Oct 2013 – Apr 2020

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · October 15, 2013

Years registered · 12

Disclosure History

2000Customer Dispute·Denied

1993Customer Dispute·Settled

1992Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

YAGER ROBERT ALAN

CRD 110805 · SEC 801-56685

AUM

$4M

Regulatory assets under management

Employees

5 client accounts

Services offered by YAGER ROBERT ALAN

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at YAGER ROBERT ALAN →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN JOSE?

Browse all registered financial advisors in SAN JOSE, California or claim this profile if it's yours.

Browse SAN JOSE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Alan Yager offer?

Robert Alan Yager specializes in Investment Management.

What are Robert Alan Yager's credentials?

Robert Alan Yager is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Alan Yager located?

Robert Alan Yager is based in SAN JOSE, California, last registered with YAGER ROBERT ALAN.

How does Robert Alan Yager charge for services?

Robert Alan Yager's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is YAGER ROBERT ALAN?

YAGER ROBERT ALAN has approximately 1 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →