Unclaimed Profile

Suzanne H Cox

BETTERWEALTH LLC·SAN JOSE, California

SIE, Series 2, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 66Clean record17 years registeredBETTERWEALTH LLC

1475 SARATOGA AVENUE, SAN JOSE, CA 95129CRD# 2318241Firm CRD# 226661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Suzanne H Cox · SAN JOSE, CA

Registration

CRD #2318241 · BETTERWEALTH LLC · 17 years registered

Brand Profile

Not yet started

Career History

BETTERWEALTH LLC

Sep 2015 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2013 – Jul 2014

SAN JOSE, CA

NIEMANN CAPITAL MANAGEMENT INC

Jun 2009 – Nov 2011

SCOTTS VALLEY, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jun 2009

CUPERTINO, CA

MORGAN STANLEY & CO. INCORPORATED

Sep 2008 – Jun 2009

CUPERTINO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 66

Registration record

First registered · September 4, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BETTERWEALTH LLC

CRD 226661 · SEC 801-96317

AUM

$502M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by BETTERWEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BETTERWEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Suzanne H Cox offer?

Suzanne H Cox specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN JOSE, California for a consultation.

What are Suzanne H Cox's credentials?

Suzanne H Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Suzanne H Cox located?

Suzanne H Cox is based in SAN JOSE, California, working with BETTERWEALTH LLC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Suzanne H Cox charge for services?

Suzanne H Cox's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BETTERWEALTH LLC?

BETTERWEALTH LLC has approximately 6 employees and manages $502M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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