Unclaimed Profile

Himanshu Monty Joshi

OPTIMAL ASSET MANAGEMENT, INC.·SAN JOSE, California

Series 7, Series 63, Series 65Clean record19 years registeredOPTIMAL ASSET MANAGEMENT, INC.

97 E. ST. JAMES STREET, SAN JOSE, CA 95112CRD# 2275786Firm CRD# 165661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Himanshu Monty Joshi · SAN JOSE, CA

Registration

CRD #2275786 · OPTIMAL ASSET MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPTIMAL ASSET MANAGEMENT, INC.

OPTIMAL ASSET MANAGEMENT, INC.

Jan 2021 – Feb 2022

Palo Alto, CA

COMPOUND ADVISERS, INC.

Sep 2020 – Mar 2023

PALO ALTO, CA

OPTIMAL ASSET MANAGEMENT, INC.

Sep 2018 – Aug 2020

LOS ALTOS, CA

OPTIMAL ASSET MANAGEMENT, INC.

Jun 2017 – Dec 2017

LOS ALTOS, CA

ALAN BILLER AND ASSOCIATES

Jan 2007 – Nov 2008

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 22, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPTIMAL ASSET MANAGEMENT, INC.

CRD 165661 · SEC 801-77673

AUM

$981M

Regulatory assets under management

Employees

96 client accounts

Services offered by OPTIMAL ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OPTIMAL ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Himanshu Monty Joshi offer?

Himanshu Monty Joshi specializes in Investment Management, Wealth Management.

What are Himanshu Monty Joshi's credentials?

Himanshu Monty Joshi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Himanshu Monty Joshi located?

Himanshu Monty Joshi is based in SAN JOSE, California, last registered with OPTIMAL ASSET MANAGEMENT, INC..

How does Himanshu Monty Joshi charge for services?

Himanshu Monty Joshi's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIMAL ASSET MANAGEMENT, INC.?

OPTIMAL ASSET MANAGEMENT, INC. has approximately 4 employees and manages $981M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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