Unclaimed Profile

Clare Raleigh

HAYES FINANCIAL, INC.·SAN JOSE, California

SIE, Series 7, Series 63, Series 65Clean record8 years registeredHAYES FINANCIAL, INC.

99 ALMADEN BLVD, SAN JOSE, CA 95113CRD# 5392695Firm CRD# 288733

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clare Raleigh · SAN JOSE, CA

Registration

CRD #5392695 · HAYES FINANCIAL, INC. · 8 years registered

Brand Profile

Not yet started

Career History

MARINER

Dec 2022 – present

HAYES FINANCIAL, INC.

Sep 2017 – Feb 2023

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 7, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HAYES FINANCIAL, INC.

CRD 288733 · SEC 801-111077

AUM

$345M

Regulatory assets under management

Employees

695 client accounts

Services offered by HAYES FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HAYES FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Clare Raleigh offer?

Clare Raleigh specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.

What are Clare Raleigh's credentials?

Clare Raleigh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clare Raleigh located?

Clare Raleigh is based in SAN JOSE, California, working with HAYES FINANCIAL, INC.. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Clare Raleigh charge for services?

Clare Raleigh's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HAYES FINANCIAL, INC.?

HAYES FINANCIAL, INC. has approximately 5 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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