Unclaimed Profile

Scott Stauffer

WEALTH DESIGN, LLC·CAMPBELL, California

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 62, Series 63, Series 65CFPClean record23 years registeredWEALTH DESIGN, LLC

1999 S. BASCOM AVENUE, CAMPBELL, CA 95008CRD# 2075137Firm CRD# 114293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Stauffer · CAMPBELL, CA

Registration

CRD #2075137 · WEALTH DESIGN, LLC · 23 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2010 – present

UBS FINANCIAL SERVICES INC.

Jan 2003 – Apr 2010

NAPERVILLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 62

Series 63

Series 65

Registration record

First registered · January 16, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH DESIGN, LLC

CRD 114293 · SEC 801-77786

AUM

$312M

Regulatory assets under management

Employees

438 client accounts

Services offered by WEALTH DESIGN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH DESIGN, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Stauffer offer?

Scott Stauffer specializes in Financial Planning, Investment Management. Contact their office in CAMPBELL, California for a consultation.

What are Scott Stauffer's credentials?

Scott Stauffer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Scott Stauffer located?

Scott Stauffer is based in CAMPBELL, California, working with WEALTH DESIGN, LLC. Their office serves clients in the CAMPBELL metropolitan area and surrounding communities.

How does Scott Stauffer charge for services?

Scott Stauffer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH DESIGN, LLC?

WEALTH DESIGN, LLC has approximately 3 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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