Unclaimed Profile

Thu Thi Ka

WEALTH DESIGN, LLC·SAN JOSE, California

SIE, Series 7, Series 63Clean record11 years registeredWEALTH DESIGN, LLC

50 W. SAN FERNANDO STREET, SAN JOSE, CA 95113CRD# 4088447Firm CRD# 114293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thu Thi Ka · SAN JOSE, CA

Registration

CRD #4088447 · WEALTH DESIGN, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH DESIGN, LLC

WEALTH DESIGN, LLC

Jul 2015 – Jul 2015

CAMPBELL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 6, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH DESIGN, LLC

CRD 114293 · SEC 801-77786

AUM

$312M

Regulatory assets under management

Employees

438 client accounts

Services offered by WEALTH DESIGN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH DESIGN, LLC →

Introduction

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Frequently Asked Questions

What services does Thu Thi Ka offer?

Thu Thi Ka specializes in Financial Planning, Investment Management.

What are Thu Thi Ka's credentials?

Thu Thi Ka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thu Thi Ka located?

Thu Thi Ka is based in SAN JOSE, California, last registered with WEALTH DESIGN, LLC.

How does Thu Thi Ka charge for services?

Thu Thi Ka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH DESIGN, LLC?

WEALTH DESIGN, LLC has approximately 3 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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