Unclaimed Profile

Rivers Herrington

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

SIE, Series 7, Series 24, Series 63Clean recordFIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 3213308Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rivers Herrington · SAN DIEGO, CA

Registration

CRD #3213308 · FIRST ALLIED SECURITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

CRD 32444 · SEC 801-47805

Employees

Total firm employees

Services offered by FIRST ALLIED SECURITIES, INC.

Per Form ADV

Other

View all advisors at FIRST ALLIED SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Rivers Herrington offer?

Rivers Herrington is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are Rivers Herrington's credentials?

Rivers Herrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rivers Herrington located?

Rivers Herrington is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Rivers Herrington charge for services?

Rivers Herrington's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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