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James Vere Reynolds-Hale

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California
SIE, Series 6, Series 7, Series 99TOClean recordFIRST ALLIED SECURITIES, INC.
655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 2396006Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Vere Reynolds-Hale · SAN DIEGO, CA
Registration
CRD #2396006 · FIRST ALLIED SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805
Employees
1
Total firm employees
Services offered by FIRST ALLIED SECURITIES, INC.
Per Form ADV
Other
View all advisors at FIRST ALLIED SECURITIES, INC. →
Introduction

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Frequently Asked Questions

What services does James Vere Reynolds-Hale offer?
James Vere Reynolds-Hale is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.
What are James Vere Reynolds-Hale's credentials?
James Vere Reynolds-Hale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Vere Reynolds-Hale located?
James Vere Reynolds-Hale is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does James Vere Reynolds-Hale charge for services?
James Vere Reynolds-Hale's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ALLIED SECURITIES, INC.?
FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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CFP
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Liza Guse Marquardt
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