Unclaimed Profile

James Vere Reynolds-Hale

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

FIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 2396006Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Vere Reynolds-Hale · SAN DIEGO, CA

Registration

CRD #2396006 · FIRST ALLIED SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

James Vere Reynolds-Hale is a registered financial advisor based in SAN DIEGO, California, affiliated with FIRST ALLIED SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at FIRST ALLIED SECURITIES, INC. →

Services

Other

Background

Compensation

Other: NO ACTIVE CLIENTS

Regulatory

SEC/IARD CRD# 2396006

Firm CRD# 32444

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Vere Reynolds-Hale offer?

James Vere Reynolds-Hale is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are James Vere Reynolds-Hale's credentials?

James Vere Reynolds-Hale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Vere Reynolds-Hale located?

James Vere Reynolds-Hale is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does James Vere Reynolds-Hale charge for services?

James Vere Reynolds-Hale's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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