Unclaimed Profile

Douglas Brad Callen

B.B. GRAHAM & COMPANY, INC.·ORANGE, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFP ChFCClean record23 years registeredB.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867CRD# 2133945Firm CRD# 41533

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Brad Callen · ORANGE, CA

Registration

CRD #2133945 · B.B. GRAHAM & COMPANY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

B.B. GRAHAM & COMPANY, INC.

Oct 2010 – present

CUNA BROKERAGE SERVICES, INC.

Nov 2008 – Nov 2010

WESTMINSTER, CA

IFMG SECURITIES, INC.

Mar 2008 – Apr 2008

IRVINE, CA

IFMG SECURITIES, INC.

Aug 2007 – Mar 2008

IRVINE, CA

DFC INVESTOR SERVICES

Jan 2003 – Oct 2007

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · January 16, 2003

Years registered · 23

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B.B. GRAHAM & COMPANY, INC.

CRD 41533 · SEC 801-106968

AUM

$173M

Regulatory assets under management

Employees

311 client accounts

Services offered by B.B. GRAHAM & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at B.B. GRAHAM & COMPANY, INC. →

Introduction

Speak with Douglas Brad

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas Brad is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ORANGE?

Browse all registered financial advisors in ORANGE, California or claim this profile if it's yours.

Browse ORANGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Douglas Brad Callen offer?

Douglas Brad Callen specializes in Financial Planning, Investment Management. Contact their office in ORANGE, California for a consultation.

What are Douglas Brad Callen's credentials?

Douglas Brad Callen holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Brad Callen located?

Douglas Brad Callen is based in ORANGE, California, working with B.B. GRAHAM & COMPANY, INC.. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Douglas Brad Callen charge for services?

Douglas Brad Callen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B.B. GRAHAM & COMPANY, INC.?

B.B. GRAHAM & COMPANY, INC. has approximately 27 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →