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Hung Phuc Nguyen

GUARDIAN FINANCIAL PARTNERS, LLC·ORANGE, California
Clean recordGUARDIAN FINANCIAL PARTNERS, LLC
635 E. CHAPMAN AVE., ORANGE, CA 92866CRD# 2857985Firm CRD# 287652

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Hung Phuc Nguyen · ORANGE, CA
Registration
CRD #2857985 · GUARDIAN FINANCIAL PARTNERS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Hung Phuc Nguyen is a registered financial advisor based in ORANGE, California, affiliated with GUARDIAN FINANCIAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
GUARDIAN FINANCIAL PARTNERS, LLC
GUARDIAN FINANCIAL PARTNERS, LLC
AUM
$764M
Regulatory assets under management
Employees
5
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2857985
Firm CRD# 287652
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Hung Phuc Nguyen offer?
Hung Phuc Nguyen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ORANGE, California for a consultation.
What are Hung Phuc Nguyen's credentials?
Hung Phuc Nguyen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Hung Phuc Nguyen located?
Hung Phuc Nguyen is based in ORANGE, California, working with GUARDIAN FINANCIAL PARTNERS, LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.
How does Hung Phuc Nguyen charge for services?
Hung Phuc Nguyen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUARDIAN FINANCIAL PARTNERS, LLC?
GUARDIAN FINANCIAL PARTNERS, LLC has approximately 5 employees and manages $764M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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