Unclaimed Profile

Hung Phuc Nguyen

GUARDIAN FINANCIAL PARTNERS, LLC·ORANGE, California

SIE, Series 7, Series 63, Series 65CFPClean record29 years registeredGUARDIAN FINANCIAL PARTNERS, LLC

635 E. CHAPMAN AVE., ORANGE, CA 92866CRD# 2857985Firm CRD# 287652

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Hung Phuc Nguyen · ORANGE, CA

Registration

CRD #2857985 · GUARDIAN FINANCIAL PARTNERS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

GUARDIAN FINANCIAL PARTNERS, LLC

Apr 2017 – present

WELLS FARGO CLEARING SERVICES, LLC

Jul 2003 – May 2017

IRVINE, CA

PRUDENTIAL SECURITIES INCORPORATED

Jul 1997 – Jul 2003

NEWPORT BCH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUARDIAN FINANCIAL PARTNERS, LLC

CRD 287652 · SEC 801-110423

AUM

$764M

Regulatory assets under management

Employees

710 client accounts

Services offered by GUARDIAN FINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN FINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Hung Phuc Nguyen offer?

Hung Phuc Nguyen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ORANGE, California for a consultation.

What are Hung Phuc Nguyen's credentials?

Hung Phuc Nguyen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Hung Phuc Nguyen located?

Hung Phuc Nguyen is based in ORANGE, California, working with GUARDIAN FINANCIAL PARTNERS, LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Hung Phuc Nguyen charge for services?

Hung Phuc Nguyen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN FINANCIAL PARTNERS, LLC?

GUARDIAN FINANCIAL PARTNERS, LLC has approximately 5 employees and manages $764M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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