CUNA BROKERAGE SERVICES, INC.

WAVERLY, Iowa·8 registered advisors·CRD# 13941
SEC# 801-60099253319-352-4090
01

Firm Overview

AUM
$5.8B
Regulatory assets under management
Employees
716
Total firm employees
Advisors
8
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Other: FINANCIAL PLANNING AND RETAINER FEES, EXP. REIMB., REV. SHARING
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at CUNA BROKERAGE SERVICES, INC.

8 registered advisors
David Matthew Foster
WAVERLY, Iowa
Jenny Marie Brock
WAVERLY, Iowa
Kevin Robert Cummer
WAVERLY, Iowa
Martin Kennedy Powell
WAVERLY, Iowa
Michael Jeffrey Bosco
WAVERLY, Iowa
Michael Todd Defnet
WAVERLY, Iowa
Michelle Nicole Niemec
WAVERLY, Iowa
Timothy Sullivan Halevan
WAVERLY, Iowa
05

Office Locations

WAVERLY, Iowa
8 advisors

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Data sourced from SEC Form ADV filings. CUNA BROKERAGE SERVICES, INC. (CRD# 13941) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.