Unclaimed Profile

Patrick Claude Robert Guinet

GUARDIAN FINANCIAL PARTNERS, LLC·ORANGE, California

SIE, Series 3, Series 7, Series 63, Series 6531 years registeredGUARDIAN FINANCIAL PARTNERS, LLC

635 E. CHAPMAN AVE., ORANGE, CA 92866CRD# 1570982Firm CRD# 287652

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Claude Robert Guinet · ORANGE, CA

Registration

CRD #1570982 · GUARDIAN FINANCIAL PARTNERS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

GUARDIAN FINANCIAL PARTNERS, LLC

Apr 2017 – present

WELLS FARGO CLEARING SERVICES, LLC

Jul 2003 – May 2017

IRVINE, CA

PRUDENTIAL SECURITIES INCORPORATED

Oct 1994 – Jul 2003

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · October 31, 1994

Years registered · 31

Disclosure History

2017Customer Dispute·Settled

2010Customer Dispute·Denied

2001Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUARDIAN FINANCIAL PARTNERS, LLC

CRD 287652 · SEC 801-110423

AUM

$764M

Regulatory assets under management

Employees

710 client accounts

Services offered by GUARDIAN FINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN FINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Claude Robert Guinet offer?

Patrick Claude Robert Guinet specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ORANGE, California for a consultation.

What are Patrick Claude Robert Guinet's credentials?

Patrick Claude Robert Guinet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Claude Robert Guinet located?

Patrick Claude Robert Guinet is based in ORANGE, California, working with GUARDIAN FINANCIAL PARTNERS, LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Patrick Claude Robert Guinet charge for services?

Patrick Claude Robert Guinet's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN FINANCIAL PARTNERS, LLC?

GUARDIAN FINANCIAL PARTNERS, LLC has approximately 5 employees and manages $764M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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