Unclaimed Profile

Bruce Edwin Graham

B.B. GRAHAM & COMPANY, INC.·ORANGE, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TO22 years registeredB.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867CRD# 2563258Firm CRD# 41533

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Edwin Graham · ORANGE, CA

Registration

CRD #2563258 · B.B. GRAHAM & COMPANY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

B.B. GRAHAM & COMPANY, INC.

Sep 2007 – present

GRAHAM & CO. ADVISORY, INC.

Sep 2003 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · September 29, 2003

Years registered · 22

Disclosure History

2006Customer Dispute·Award / Judgment

2003Customer Dispute·Award / Judgment

2003Customer Dispute·Settled

2001Customer Dispute·Settled

1998Customer Dispute·Settled

1997Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

B.B. GRAHAM & COMPANY, INC.

CRD 41533 · SEC 801-106968

AUM

$173M

Regulatory assets under management

Employees

311 client accounts

Services offered by B.B. GRAHAM & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at B.B. GRAHAM & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Bruce Edwin Graham offer?

Bruce Edwin Graham specializes in Financial Planning, Investment Management. Contact their office in ORANGE, California for a consultation.

What are Bruce Edwin Graham's credentials?

Bruce Edwin Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Edwin Graham located?

Bruce Edwin Graham is based in ORANGE, California, working with B.B. GRAHAM & COMPANY, INC.. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Bruce Edwin Graham charge for services?

Bruce Edwin Graham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B.B. GRAHAM & COMPANY, INC.?

B.B. GRAHAM & COMPANY, INC. has approximately 27 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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