Unclaimed Profile

Brandon L Rivera

UNITY WEALTH PARTNERS LLC·ORANGE, California

SIE, Series 6, Series 7, Series 63, Series 6513 years registeredUNITY WEALTH PARTNERS LLC

4050 W. METROPOLITAN DR., ORANGE, CA 92868CRD# 5919149Firm CRD# 316222

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brandon L Rivera · ORANGE, CA

Registration

CRD #5919149 · UNITY WEALTH PARTNERS LLC · 13 years registered

Brand Profile

Not yet started

Career History

UNITY WEALTH PARTNERS

Dec 2021 – present

FIT STRATEGIC ADVISORS LLC

May 2019 – Nov 2020

PLACENTIA, CA

CROWN CAPITAL SECURITIES, L.P.

Nov 2017 – Nov 2021

PLACENTIA, CA

REGAL INVESTMENT ADVISORS LLC

Jan 2015 – Nov 2017

DOWNEY, CA

BRIGHT OWL INVESTMENT ADVISORS

Dec 2013 – Dec 2014

DOWNEY, CA

CENTAURUS FINANCIAL, INC.

Jul 2013 – Dec 2013

DOWNEY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 2, 2013

Years registered · 13

Disclosure History

2016Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

UNITY WEALTH PARTNERS LLC

CRD 316222 · SEC 801-130370

AUM

$8M

Regulatory assets under management

Employees

27 client accounts

Services offered by UNITY WEALTH PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at UNITY WEALTH PARTNERS LLC →

Introduction

Speak with Brandon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brandon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ORANGE?

Browse all registered financial advisors in ORANGE, California or claim this profile if it's yours.

Browse ORANGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brandon L Rivera offer?

Brandon L Rivera specializes in Financial Planning, Investment Management. Contact their office in ORANGE, California for a consultation.

What are Brandon L Rivera's credentials?

Brandon L Rivera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brandon L Rivera located?

Brandon L Rivera is based in ORANGE, California, working with UNITY WEALTH PARTNERS LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Brandon L Rivera charge for services?

Brandon L Rivera's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITY WEALTH PARTNERS LLC?

UNITY WEALTH PARTNERS LLC has approximately 3 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →