Unclaimed Profile

John Wayne Jr Bettfreund

B.B. GRAHAM & COMPANY, INC.·ORANGE, California

SIE, Series 6, Series 7, Series 14, Series 24Clean record22 years registeredB.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867CRD# 1448436Firm CRD# 41533

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Wayne Jr Bettfreund · ORANGE, CA

Registration

CRD #1448436 · B.B. GRAHAM & COMPANY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

B.B. GRAHAM & COMPANY, INC.

Jul 2014 – present

LPL FINANCIAL LLC

Oct 2007 – Jul 2014

WESTLAKE VILLAGE, CA

DFC INVESTOR SERVICES

Mar 2005 – Oct 2007

IRVINE, CA

IFMG SECURITIES, INC.

Jul 2004 – Mar 2005

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Registration record

First registered · July 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B.B. GRAHAM & COMPANY, INC.

CRD 41533 · SEC 801-106968

AUM

$173M

Regulatory assets under management

Employees

311 client accounts

Services offered by B.B. GRAHAM & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at B.B. GRAHAM & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does John Wayne Jr Bettfreund offer?

John Wayne Jr Bettfreund specializes in Financial Planning, Investment Management. Contact their office in ORANGE, California for a consultation.

What are John Wayne Jr Bettfreund's credentials?

John Wayne Jr Bettfreund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Wayne Jr Bettfreund located?

John Wayne Jr Bettfreund is based in ORANGE, California, working with B.B. GRAHAM & COMPANY, INC.. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does John Wayne Jr Bettfreund charge for services?

John Wayne Jr Bettfreund's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B.B. GRAHAM & COMPANY, INC.?

B.B. GRAHAM & COMPANY, INC. has approximately 27 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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