Unclaimed Profile

Terry Shawn Traynor

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Series 99TOClean record17 years registeredQUEST CAPITAL STRATEGIES, INC.

23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 2670782Firm CRD# 16783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terry Shawn Traynor · LAKE FOREST, CA

Registration

CRD #2670782 · QUEST CAPITAL STRATEGIES, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUEST CAPITAL STRATEGIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Feb 2020 – Jan 2022

IRVINE, CA

QUEST CAPITAL STRATEGIES, INC.

Jan 2017 – Dec 2019

LAKE FOREST, CA

LPL FINANCIAL LLC

May 2011 – Dec 2015

RICHMOND, TX

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Apr 2010

LOS ANGELES, CA

MORGAN STANLEY & CO. INCORPORATED

Sep 2008 – Jun 2009

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · September 1, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEST CAPITAL STRATEGIES, INC.

CRD 16783 · SEC 801-77927

AUM

$24M

Regulatory assets under management

Employees

105 client accounts

Services offered by QUEST CAPITAL STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUEST CAPITAL STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Terry Shawn Traynor offer?

Terry Shawn Traynor specializes in Financial Planning, Investment Management.

What are Terry Shawn Traynor's credentials?

Terry Shawn Traynor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terry Shawn Traynor located?

Terry Shawn Traynor is based in LAKE FOREST, California, last registered with QUEST CAPITAL STRATEGIES, INC..

How does Terry Shawn Traynor charge for services?

Terry Shawn Traynor's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEST CAPITAL STRATEGIES, INC.?

QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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