Unclaimed Profile

Lauralea Dawn Pfendler

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California

SIE, Series 7, Series 22, Series 24, Series 39, Series 63, Series 65, Series 99TOClean record4 years registeredQUEST CAPITAL STRATEGIES, INC.

23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 4951249Firm CRD# 16783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lauralea Dawn Pfendler · LAKE FOREST, CA

Registration

CRD #4951249 · QUEST CAPITAL STRATEGIES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jun 2026 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2024 – Jun 2026

Lexington, KY

ROBERT W. BAIRD & CO. INCORPORATED

Oct 2021 – Jan 2024

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 39

Series 63

Series 65

Series 99TO

Registration record

First registered · October 11, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEST CAPITAL STRATEGIES, INC.

CRD 16783 · SEC 801-77927

AUM

$24M

Regulatory assets under management

Employees

105 client accounts

Services offered by QUEST CAPITAL STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUEST CAPITAL STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Lauralea Dawn Pfendler offer?

Lauralea Dawn Pfendler specializes in Financial Planning, Investment Management. Contact their office in LAKE FOREST, California for a consultation.

What are Lauralea Dawn Pfendler's credentials?

Lauralea Dawn Pfendler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lauralea Dawn Pfendler located?

Lauralea Dawn Pfendler is based in LAKE FOREST, California, working with QUEST CAPITAL STRATEGIES, INC.. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does Lauralea Dawn Pfendler charge for services?

Lauralea Dawn Pfendler's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEST CAPITAL STRATEGIES, INC.?

QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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