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Joseph Nikolson

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California
SIE, Series 3, Series 4, Series 7, Series 10, Series 14, Series 24, Series 27, Series 30, Series 31, Series 34, Series 52, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 66, Series 79TO, Series 99TOClean record14 years registeredQUEST CAPITAL STRATEGIES, INC.
23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 2831577Firm CRD# 16783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Nikolson · LAKE FOREST, CA
Registration
CRD #2831577 · QUEST CAPITAL STRATEGIES, INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: QUEST CAPITAL STRATEGIES, INC.
QUEST CAPITAL STRATEGIES, INC.
Mar 2015 – Jan 2018
LAKE FOREST, CA
KEY WEST INVESTMENTS, LLC
Mar 2012 – Dec 2013
SAN GABRIEL, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 7
Series 10
Series 14
Series 24
Series 27
Series 30
Series 31
Series 34
Series 52
Series 53
Series 55
Series 57TO
Series 63
Series 65
Series 66
Series 79TO
Series 99TO
Registration record
First registered · March 28, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
QUEST CAPITAL STRATEGIES, INC.
CRD 16783 · SEC 801-77927
AUM
$24M
Regulatory assets under management
Employees
7
105 client accounts
Services offered by QUEST CAPITAL STRATEGIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at QUEST CAPITAL STRATEGIES, INC. →
Introduction

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05

Frequently Asked Questions

What services does Joseph Nikolson offer?
Joseph Nikolson specializes in Financial Planning, Investment Management.
What are Joseph Nikolson's credentials?
Joseph Nikolson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Nikolson located?
Joseph Nikolson is based in LAKE FOREST, California, last registered with QUEST CAPITAL STRATEGIES, INC..
How does Joseph Nikolson charge for services?
Joseph Nikolson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is QUEST CAPITAL STRATEGIES, INC.?
QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Carolyne Tsai
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Lauralea Dawn Pfendler
LAKE FOREST, CA
James Thomas Melton
LAKE FOREST, CA
Terry Shawn Traynor
LAKE FOREST, CA
Tiffany Kay Forbes
LAKE FOREST, CA

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