Unclaimed Profile

Carolyne Tsai

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOClean record23 years registeredQUEST CAPITAL STRATEGIES, INC.

23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 2272768Firm CRD# 16783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolyne Tsai · LAKE FOREST, CA

Registration

CRD #2272768 · QUEST CAPITAL STRATEGIES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

Dec 2019 – Dec 2019

LAGUNA HILLS, CA

SA STONE INVESTMENT ADVISORS INC.

Dec 2019 – Dec 2021

BIRMINGHAM, AL

QUEST CAPITAL STRATEGIES, INC.

Oct 2002 – Dec 2019

LAKE FOREST, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · October 15, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEST CAPITAL STRATEGIES, INC.

CRD 16783 · SEC 801-77927

AUM

$24M

Regulatory assets under management

Employees

105 client accounts

Services offered by QUEST CAPITAL STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUEST CAPITAL STRATEGIES, INC. →

Introduction

Speak with Carolyne

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carolyne is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAKE FOREST?

Browse all registered financial advisors in LAKE FOREST, California or claim this profile if it's yours.

Browse LAKE FOREST Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carolyne Tsai offer?

Carolyne Tsai specializes in Financial Planning, Investment Management.

What are Carolyne Tsai's credentials?

Carolyne Tsai is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carolyne Tsai located?

Carolyne Tsai is based in LAKE FOREST, California, last registered with QUEST CAPITAL STRATEGIES, INC..

How does Carolyne Tsai charge for services?

Carolyne Tsai's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEST CAPITAL STRATEGIES, INC.?

QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →