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Carolyne Tsai

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California
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23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 2272768Firm CRD# 16783
01

About

Carolyne Tsai is a registered financial advisor based in LAKE FOREST, California, affiliated with QUEST CAPITAL STRATEGIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
QUEST CAPITAL STRATEGIES, INC.
QUEST CAPITAL STRATEGIES, INC.
AUM
$24M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at QUEST CAPITAL STRATEGIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: REFERRAL OR SOLICITOR FEE FROM THIRD PARTY MANAGERS
Regulatory
SEC/IARD CRD# 2272768
Firm CRD# 16783
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carolyne Tsai offer?
Carolyne Tsai specializes in Financial Planning, Investment Management. Contact their office in LAKE FOREST, California for a consultation.
What are Carolyne Tsai's credentials?
Carolyne Tsai is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carolyne Tsai located?
Carolyne Tsai is based in LAKE FOREST, California, working with QUEST CAPITAL STRATEGIES, INC.. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.
How does Carolyne Tsai charge for services?
Carolyne Tsai's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is QUEST CAPITAL STRATEGIES, INC.?
QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LAKE FOREST
Jared Cheung-Yi Ong — PRUDENT INVESTORS NETWORK, INC.Robert Eugene Carey — QUEST CAPITAL STRATEGIES, INC.Kenneth Yuen — QUEST CAPITAL STRATEGIES, INC.Joseph Nikolson — QUEST CAPITAL STRATEGIES, INC.Ted Hop Ong — PRUDENT INVESTORS NETWORK, INC.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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