Unclaimed Profile

John Francis Oneill

O'NEILL FINANCIAL MANAGEMENT, INC.·LAKE FOREST, California

SIE, Series 6, Series 63, Series 65Clean record23 years registeredO'NEILL FINANCIAL MANAGEMENT, INC.

23201 LAKE CENTER DRIVE, SUITE 215, LAKE FOREST, CA 92630CRD# 2698082Firm CRD# 283273

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Francis Oneill · LAKE FOREST, CA

Registration

CRD #2698082 · O'NEILL FINANCIAL MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

O'NEILL FINANCIAL MANAGEMENT, INC.

Apr 2016 – present

INDEPENDENT FINANCIAL GROUP, LLC

Feb 2012 – May 2016

LAKE FOREST, CA

GENWORTH FINANCIAL ADVISERS CORPORATION

Jun 2003 – Feb 2012

MISSION VIEJO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · June 26, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

O'NEILL FINANCIAL MANAGEMENT, INC.

CRD 283273 · SEC 801-107696

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by O'NEILL FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at O'NEILL FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does John Francis Oneill offer?

John Francis Oneill specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in LAKE FOREST, California for a consultation.

What are John Francis Oneill's credentials?

John Francis Oneill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Francis Oneill located?

John Francis Oneill is based in LAKE FOREST, California, working with O'NEILL FINANCIAL MANAGEMENT, INC.. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does John Francis Oneill charge for services?

John Francis Oneill's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'NEILL FINANCIAL MANAGEMENT, INC.?

O'NEILL FINANCIAL MANAGEMENT, INC. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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