Unclaimed Profile

Kenneth Yuen

QUEST CAPITAL STRATEGIES, INC.·LAKE FOREST, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 63, Series 65, Series 99TOClean record24 years registeredQUEST CAPITAL STRATEGIES, INC.

23832 ROCKFIELD BLVD., LAKE FOREST, CA 92630CRD# 2988857Firm CRD# 16783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Yuen · LAKE FOREST, CA

Registration

CRD #2988857 · QUEST CAPITAL STRATEGIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

STONEX ADVISORS INC.

Dec 2019 – present

QUEST CAPITAL STRATEGIES, INC.

May 2007 – Dec 2019

ONTARIO, CA

USALLIANZ SECURITIES, INC.

Nov 2004 – Nov 2005

CITY OF INDUSTRY, CA

PRUDENTIAL FINANCIAL PLANNING SERVICES

Apr 2002 – Oct 2004

CITY OF INDUSTRY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 63

Series 65

Series 99TO

Registration record

First registered · April 16, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEST CAPITAL STRATEGIES, INC.

CRD 16783 · SEC 801-77927

AUM

$24M

Regulatory assets under management

Employees

105 client accounts

Services offered by QUEST CAPITAL STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUEST CAPITAL STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Kenneth Yuen offer?

Kenneth Yuen specializes in Financial Planning, Investment Management. Contact their office in LAKE FOREST, California for a consultation.

What are Kenneth Yuen's credentials?

Kenneth Yuen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Yuen located?

Kenneth Yuen is based in LAKE FOREST, California, working with QUEST CAPITAL STRATEGIES, INC.. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does Kenneth Yuen charge for services?

Kenneth Yuen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral or solicitor fee from third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEST CAPITAL STRATEGIES, INC.?

QUEST CAPITAL STRATEGIES, INC. has approximately 7 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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