Unclaimed Profile

Ria Marlene Gost

SPROTT ASSET MANAGEMENT USA INC.·CARLSBAD, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOClean record20 years registeredSPROTT ASSET MANAGEMENT USA INC.

7770 EL CAMINO REAL, CARLSBAD, CA 92009CRD# 2762417Firm CRD# 139022

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ria Marlene Gost · CARLSBAD, CA

Registration

CRD #2762417 · SPROTT ASSET MANAGEMENT USA INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPROTT ASSET MANAGEMENT USA INC.

LPL FINANCIAL LLC

Apr 2026 – Apr 2026

CARLSBAD, CA

SCF INVESTMENT ADVISORS, INC.

Mar 2022 – Sep 2025

CARLSBAD, CA

AXOS INVEST, INC

Mar 2020 – Dec 2020

San Diego, CA

CHALICE WEALTH ADVISORS

Jul 2018 – Feb 2019

SAN DIEGO, CA

CUSO FINANCIAL SERVICES, L.P.

Jan 2015 – Jun 2018

SAN DIEGO, CA

SPROTT ASSET MANAGEMENT USA INC.

Feb 2006 – Dec 2012

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · February 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPROTT ASSET MANAGEMENT USA INC.

CRD 139022 · SEC 801-66131

AUM

$4.6B

Regulatory assets under management

Employees

2,678 client accounts

Services offered by SPROTT ASSET MANAGEMENT USA INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SPROTT ASSET MANAGEMENT USA INC. →

Introduction

Speak with Ria

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ria is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CARLSBAD?

Browse all registered financial advisors in CARLSBAD, California or claim this profile if it's yours.

Browse CARLSBAD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ria Marlene Gost offer?

Ria Marlene Gost specializes in Investment Management, Retirement Planning, Wealth Management.

What are Ria Marlene Gost's credentials?

Ria Marlene Gost is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ria Marlene Gost located?

Ria Marlene Gost is based in CARLSBAD, California, last registered with SPROTT ASSET MANAGEMENT USA INC..

How does Ria Marlene Gost charge for services?

Ria Marlene Gost's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPROTT ASSET MANAGEMENT USA INC.?

SPROTT ASSET MANAGEMENT USA INC. has approximately 57 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →