Unclaimed Profile

Jeffrey Howard

SPROTT ASSET MANAGEMENT USA INC.·CARLSBAD, California

SIE, Series 3, Series 7, Series 24, Series 63, Series 6620 years registeredSPROTT ASSET MANAGEMENT USA INC.

1910 PALOMAR POINT WAY, CARLSBAD, CA 92008CRD# 2246364Firm CRD# 139022

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Howard · CARLSBAD, CA

Registration

CRD #2246364 · SPROTT ASSET MANAGEMENT USA INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPROTT ASSET MANAGEMENT USA INC.

SPROTT ASSET MANAGEMENT USA INC.

Feb 2006 – May 2022

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · February 10, 2006

Years registered · 20

Disclosure History

2017Customer Dispute·Settled

1993Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SPROTT ASSET MANAGEMENT USA INC.

CRD 139022 · SEC 801-66131

AUM

$4.6B

Regulatory assets under management

Employees

2,678 client accounts

Services offered by SPROTT ASSET MANAGEMENT USA INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SPROTT ASSET MANAGEMENT USA INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Howard offer?

Jeffrey Howard specializes in Investment Management, Retirement Planning, Wealth Management.

What are Jeffrey Howard's credentials?

Jeffrey Howard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Howard located?

Jeffrey Howard is based in CARLSBAD, California, last registered with SPROTT ASSET MANAGEMENT USA INC..

How does Jeffrey Howard charge for services?

Jeffrey Howard's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPROTT ASSET MANAGEMENT USA INC.?

SPROTT ASSET MANAGEMENT USA INC. has approximately 57 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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