Unclaimed Profile

Kenneth Merle Jr Johnston

FINANCIAL ADVISERS OF AMERICA, LLC·CARLSBAD, California

SIE, Series 4, Series 7, Series 24, Series 63, Series 6524 years registeredFINANCIAL ADVISERS OF AMERICA, LLC

1930 PALOMAR POINT WAY, CARLSBAD, CA 92008CRD# 2437725Firm CRD# 142170

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Merle Jr Johnston · CARLSBAD, CA

Registration

CRD #2437725 · FINANCIAL ADVISERS OF AMERICA, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL ADVISERS OF AMERICA, LLC

VANGUARD ADVISERS, INC.

Jan 2022 – Aug 2023

Plano, TX

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Jan 2017 – Jan 2020

YORBA LINDA, CA

TD AMERITRADE, INC.

Jan 2017 – Jan 2020

YORBA LINDA, CA

CITRINE SECURITIES, LLC

Jan 2016 – Aug 2016

ANAHEIM HILLS, CA

J. W. COLE ADVISORS, INC.

May 2013 – Aug 2015

TAMPA, FL

FINANCIAL ADVISERS OF AMERICA, LLC

May 2007 – May 2013

CARLSBAD, CA

GIRARD SECURITIES, INC.

Jul 2002 – May 2006

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 9, 2002

Years registered · 24

Disclosure History

2006Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL ADVISERS OF AMERICA, LLC

CRD 142170 · SEC 801-69221

AUM

$164M

Regulatory assets under management

Employees

681 client accounts

Services offered by FINANCIAL ADVISERS OF AMERICA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL ADVISERS OF AMERICA, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Merle Jr Johnston offer?

Kenneth Merle Jr Johnston specializes in Financial Planning, Investment Management.

What are Kenneth Merle Jr Johnston's credentials?

Kenneth Merle Jr Johnston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Merle Jr Johnston located?

Kenneth Merle Jr Johnston is based in CARLSBAD, California, last registered with FINANCIAL ADVISERS OF AMERICA, LLC.

How does Kenneth Merle Jr Johnston charge for services?

Kenneth Merle Jr Johnston's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ADVISERS OF AMERICA, LLC?

FINANCIAL ADVISERS OF AMERICA, LLC has approximately 50 employees and manages $164M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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