Unclaimed Profile

Scott Alan Sabins

FINANCIAL ADVISERS OF AMERICA, LLC·CARLSBAD, California

Series 7, Series 8, Series 23, Series 6321 years registeredFINANCIAL ADVISERS OF AMERICA, LLC

1930 PALOMAR POINT WAY, CARLSBAD, CA 92008CRD# 834085Firm CRD# 142170

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Alan Sabins · CARLSBAD, CA

Registration

CRD #834085 · FINANCIAL ADVISERS OF AMERICA, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL ADVISERS OF AMERICA, LLC

FINANCIAL ADVISERS OF AMERICA, LLC

May 2007 – Dec 2007

LAGUNA NIGUEL, CA

GIRARD SECURITIES, INC.

Feb 2005 – Feb 2007

LAGUNA HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 23

Series 63

Registration record

First registered · February 16, 2005

Years registered · 21

Disclosure History

2002Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL ADVISERS OF AMERICA, LLC

CRD 142170 · SEC 801-69221

AUM

$164M

Regulatory assets under management

Employees

681 client accounts

Services offered by FINANCIAL ADVISERS OF AMERICA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL ADVISERS OF AMERICA, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Alan Sabins offer?

Scott Alan Sabins specializes in Financial Planning, Investment Management.

What are Scott Alan Sabins's credentials?

Scott Alan Sabins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Alan Sabins located?

Scott Alan Sabins is based in CARLSBAD, California, last registered with FINANCIAL ADVISERS OF AMERICA, LLC.

How does Scott Alan Sabins charge for services?

Scott Alan Sabins's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ADVISERS OF AMERICA, LLC?

FINANCIAL ADVISERS OF AMERICA, LLC has approximately 50 employees and manages $164M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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