Unclaimed Profile

Gretchen Marie Carter

SPROTT ASSET MANAGEMENT USA INC.·CARLSBAD, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 65Clean record27 years registeredSPROTT ASSET MANAGEMENT USA INC.

1910 PALOMAR POINT WAY, CARLSBAD, CA 92008CRD# 2614368Firm CRD# 139022

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gretchen Marie Carter · CARLSBAD, CA

Registration

CRD #2614368 · SPROTT ASSET MANAGEMENT USA INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPROTT ASSET MANAGEMENT USA INC.

RESOURCE CAPITAL INVESTMENT CORPORATION

Aug 2013 – May 2019

CARLSBAD, CA

SPROTT ASSET MANAGEMENT USA INC.

Feb 2006 – May 2019

CARLSBAD, CA

LINSCO/PRIVATE LEDGER CORP.

May 1999 – Feb 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · May 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPROTT ASSET MANAGEMENT USA INC.

CRD 139022 · SEC 801-66131

AUM

$4.6B

Regulatory assets under management

Employees

2,678 client accounts

Services offered by SPROTT ASSET MANAGEMENT USA INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SPROTT ASSET MANAGEMENT USA INC. →

Introduction

Speak with Gretchen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gretchen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CARLSBAD?

Browse all registered financial advisors in CARLSBAD, California or claim this profile if it's yours.

Browse CARLSBAD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gretchen Marie Carter offer?

Gretchen Marie Carter specializes in Investment Management, Retirement Planning, Wealth Management.

What are Gretchen Marie Carter's credentials?

Gretchen Marie Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gretchen Marie Carter located?

Gretchen Marie Carter is based in CARLSBAD, California, last registered with SPROTT ASSET MANAGEMENT USA INC..

How does Gretchen Marie Carter charge for services?

Gretchen Marie Carter's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPROTT ASSET MANAGEMENT USA INC.?

SPROTT ASSET MANAGEMENT USA INC. has approximately 57 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →