SPROTT ASSET MANAGEMENT USA INC.

DARIEN, Connecticut·6 registered advisors·CRD# 139022
SEC# 801-661312203-656-2400
01

Firm Overview

AUM
$4.6B
Regulatory assets under management
Employees
57
Total firm employees
Advisors
6
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Investment ManagementRetirement PlanningWealth Management
04

Advisors at SPROTT ASSET MANAGEMENT USA INC.

6 registered advisors
Arthur Richards Rule
CARLSBAD, California
Gretchen Marie Carter
CARLSBAD, California
Jeffrey Howard
CARLSBAD, California
Ria Marlene Gost
CARLSBAD, California
Robert Virgil Villaflor
DARIEN, Connecticut
Thomas Wayne Ulrich
DARIEN, Connecticut
05

Office Locations

CARLSBAD, California
4 advisors
DARIEN, Connecticut
2 advisors

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Data sourced from SEC Form ADV filings. SPROTT ASSET MANAGEMENT USA INC. (CRD# 139022) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.