Unclaimed Profile

Michael Lewis Hughes

FINANCIAL ADVISERS OF AMERICA, LLC·CARLSBAD, California

SIE, Series 7, Series 63Clean record18 years registeredFINANCIAL ADVISERS OF AMERICA, LLC

1930 PALOMAR POINT WAY, CARLSBAD, CA 92008CRD# 1498127Firm CRD# 142170

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Lewis Hughes · CARLSBAD, CA

Registration

CRD #1498127 · FINANCIAL ADVISERS OF AMERICA, LLC · 18 years registered

Brand Profile

Not yet started

Career History

J. W. COLE ADVISORS, INC.

Feb 2015 – present

J. W. COLE ADVISORS, INC.

May 2013 – Dec 2013

TAMPA, FL

FINANCIAL ADVISERS OF AMERICA, LLC

Jun 2008 – May 2013

LAGUNA NIGUEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · June 25, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL ADVISERS OF AMERICA, LLC

CRD 142170 · SEC 801-69221

AUM

$164M

Regulatory assets under management

Employees

681 client accounts

Services offered by FINANCIAL ADVISERS OF AMERICA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL ADVISERS OF AMERICA, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Lewis Hughes offer?

Michael Lewis Hughes specializes in Financial Planning, Investment Management. Contact their office in CARLSBAD, California for a consultation.

What are Michael Lewis Hughes's credentials?

Michael Lewis Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Lewis Hughes located?

Michael Lewis Hughes is based in CARLSBAD, California, working with FINANCIAL ADVISERS OF AMERICA, LLC. Their office serves clients in the CARLSBAD metropolitan area and surrounding communities.

How does Michael Lewis Hughes charge for services?

Michael Lewis Hughes's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ADVISERS OF AMERICA, LLC?

FINANCIAL ADVISERS OF AMERICA, LLC has approximately 50 employees and manages $164M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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