Unclaimed Profile

Robert D. Chatterton

CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.·ANAHEIM, California

SIE, Series 7, Series 24, Series 63CFP ChFCClean record28 years registeredCHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

3061 E. LA PALMA AVE., ANAHEIM, CA 92806CRD# 2572846Firm CRD# 132295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert D. Chatterton · ANAHEIM, CA

Registration

CRD #2572846 · CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. · 28 years registered

Brand Profile

Not yet started

Career History

CHATTERTON & ASSOCIATES

Feb 2025 – present

OSAIC WEALTH, INC.

Feb 2018 – Sep 2023

SCOTTSDALE, AZ

CHATTERTON & ASSOCIATES

Aug 2004 – Dec 2024

ANAHEIM, CA

REGAL ADVISORY SERVICES, INC.

Jan 1998 – Oct 2004

REDLANDS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · January 6, 1998

Years registered · 28

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD 132295 · SEC 801-63394

AUM

$1.1B

Regulatory assets under management

Employees

2,750 client accounts

Services offered by CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. →

Introduction

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Frequently Asked Questions

What services does Robert D. Chatterton offer?

Robert D. Chatterton specializes in Financial Planning, Investment Management. Contact their office in ANAHEIM, California for a consultation.

What are Robert D. Chatterton's credentials?

Robert D. Chatterton holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert D. Chatterton located?

Robert D. Chatterton is based in ANAHEIM, California, working with CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.

How does Robert D. Chatterton charge for services?

Robert D. Chatterton's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.?

CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. has approximately 25 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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