Unclaimed Profile

Michael Thomas Prior

PFG ADVISORS, LLC·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredPFG ADVISORS, LLC

3200 N. CENTRAL AVE, PHOENIX, AZ 85012CRD# 2646460Firm CRD# 173344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Thomas Prior · PHOENIX, AZ

Registration

CRD #2646460 · PFG ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PFG ADVISORS

Mar 2015 – present

CUE ADVISORY SERVICES, INC.

Feb 2018 – Dec 2018

PEORIA, AZ

LPL FINANCIAL LLC

Jan 2009 – Sep 2016

PEORIA, AZ

CUE FINANCIAL GROUP, INC.

Apr 2005 – Jan 2009

PHOENIX, AZ

FINANCIAL NETWORK INVESTMENT CORPORATION

Jun 2002 – Jan 2005

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · June 10, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG ADVISORS, LLC

CRD 173344 · SEC 801-80797

AUM

$2.3B

Regulatory assets under management

Employees

115

11,752 client accounts

Services offered by PFG ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Thomas Prior offer?

Michael Thomas Prior specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Michael Thomas Prior's credentials?

Michael Thomas Prior is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Thomas Prior located?

Michael Thomas Prior is based in PHOENIX, Arizona, working with PFG ADVISORS, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Michael Thomas Prior charge for services?

Michael Thomas Prior's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG ADVISORS, LLC?

PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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