Unclaimed Profile

Chad A Walker

PFG ADVISORS, LLC·PHOENIX, Arizona

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 63, Series 65, Series 99TOClean record9 years registeredPFG ADVISORS, LLC

3200 N. CENTRAL AVE, PHOENIX, AZ 85012CRD# 4303652Firm CRD# 173344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chad A Walker · PHOENIX, AZ

Registration

CRD #4303652 · PFG ADVISORS, LLC · 9 years registered

Brand Profile

Not yet started

Career History

PFG ADVISORS

Dec 2018 – present

FSC SECURITIES CORPORATION

Nov 2017 – Nov 2018

ATLANTA, GA

ROYAL ALLIANCE ASSOCIATES, INC.

Nov 2017 – Nov 2018

SCOTTSDALE, AZ

SAGEPOINT FINANCIAL, INC.

Nov 2017 – Nov 2018

PHOENIX, AZ

WOODBURY FINANCIAL SERVICES, INC.

Nov 2017 – Nov 2018

OAKDALE, MN

LPL FINANCIAL LLC

Mar 2017 – Nov 2017

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 63

Series 65

Series 99TO

Registration record

First registered · March 27, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG ADVISORS, LLC

CRD 173344 · SEC 801-80797

AUM

$2.3B

Regulatory assets under management

Employees

115

11,752 client accounts

Services offered by PFG ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Chad A Walker offer?

Chad A Walker specializes in Financial Planning, Investment Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Chad A Walker's credentials?

Chad A Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chad A Walker located?

Chad A Walker is based in PHOENIX, Arizona, working with PFG ADVISORS, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Chad A Walker charge for services?

Chad A Walker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG ADVISORS, LLC?

PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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