Unclaimed Profile

Sara L Baker

PFG ADVISORS, LLC·PEORIA, Arizona

SIE, Series 6, Series 7, Series 63, Series 65Clean record19 years registeredPFG ADVISORS, LLC

16150 N. ARROWHEAD FOUNTAINS CENTER DRIVE, PEORIA, AZ 85382CRD# 2808925Firm CRD# 173344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara L Baker · PEORIA, AZ

Registration

CRD #2808925 · PFG ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFG ADVISORS, LLC

PFG ADVISORS

Jan 2025 – Jan 2026

Phoenix, AZ

PFG ADVISORS

Mar 2015 – Jan 2025

Phoenix, AZ

LPL FINANCIAL LLC

Jan 2009 – Oct 2017

PEORIA, AZ

CUE FINANCIAL GROUP, INC.

Sep 2006 – Jan 2009

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 12, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG ADVISORS, LLC

CRD 173344 · SEC 801-80797

AUM

$2.3B

Regulatory assets under management

Employees

115

11,752 client accounts

Services offered by PFG ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Sara L Baker offer?

Sara L Baker specializes in Financial Planning, Investment Management.

What are Sara L Baker's credentials?

Sara L Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sara L Baker located?

Sara L Baker is based in PEORIA, Arizona, last registered with PFG ADVISORS, LLC.

How does Sara L Baker charge for services?

Sara L Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG ADVISORS, LLC?

PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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