Unclaimed Profile

Erica Maja Mcginnis

SAGEPOINT FINANCIAL, INC.·PHOENIX, Arizona

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66Clean record16 years registeredSAGEPOINT FINANCIAL, INC.

2800 NORTH CENTRAL AVENUE, PHOENIX, AZ 85004CRD# 2380497Firm CRD# 133763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erica Maja Mcginnis · PHOENIX, AZ

Registration

CRD #2380497 · SAGEPOINT FINANCIAL, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEPOINT FINANCIAL, INC.

SAGEPOINT FINANCIAL, INC.

Nov 2009 – Jan 2017

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · November 6, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEPOINT FINANCIAL, INC.

CRD 133763 · SEC 801-64721

AUM

$16.5B

Regulatory assets under management

Employees

3,563

86,848 client accounts

Services offered by SAGEPOINT FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEPOINT FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Erica Maja Mcginnis offer?

Erica Maja Mcginnis specializes in Financial Planning, Investment Management, Wealth Management.

What are Erica Maja Mcginnis's credentials?

Erica Maja Mcginnis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erica Maja Mcginnis located?

Erica Maja Mcginnis is based in PHOENIX, Arizona, last registered with SAGEPOINT FINANCIAL, INC..

How does Erica Maja Mcginnis charge for services?

Erica Maja Mcginnis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEPOINT FINANCIAL, INC.?

SAGEPOINT FINANCIAL, INC. has approximately 3563 employees and manages $16.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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