Unclaimed Profile

Todd Coleman Early

SOVEREIGN INVESTMENT ADVISORS LLC·PHOENIX, Arizona

Series 65Clean record17 years registeredSOVEREIGN INVESTMENT ADVISORS LLC

3930 E RAY ROAD SUITE 170, PHOENIX, AZ 85044CRD# 5659698Firm CRD# 149040

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Coleman Early · PHOENIX, AZ

Registration

CRD #5659698 · SOVEREIGN INVESTMENT ADVISORS LLC · 17 years registered

Brand Profile

Not yet started

Career History

SOVEREIGN INVESTMENT ADVISORS LLC

Sep 2017 – present

THE COLONY GROUP, LLC

Mar 2015 – Jul 2017

RICHMOND, VA

CAPGROUP ADVISORS

Nov 2010 – Mar 2015

RICHMOND, VA

EDELMAN FINANCIAL SERVICES LLC

Jun 2009 – Sep 2010

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 24, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOVEREIGN INVESTMENT ADVISORS LLC

CRD 149040 · SEC 801-80942

AUM

$2.3B

Regulatory assets under management

Employees

139 client accounts

Services offered by SOVEREIGN INVESTMENT ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOVEREIGN INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Todd Coleman Early offer?

Todd Coleman Early specializes in Investment Management, Wealth Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Todd Coleman Early's credentials?

Todd Coleman Early is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Coleman Early located?

Todd Coleman Early is based in PHOENIX, Arizona, working with SOVEREIGN INVESTMENT ADVISORS LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Todd Coleman Early charge for services?

Todd Coleman Early's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOVEREIGN INVESTMENT ADVISORS LLC?

SOVEREIGN INVESTMENT ADVISORS LLC has approximately 8 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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