Unclaimed Profile

Brian Michael Riordan

L. ROY PAPP & ASSOCIATES, LLP·PHOENIX, Arizona

Series 7, Series 63Clean record14 years registeredL. ROY PAPP & ASSOCIATES, LLP

2201 E. CAMELBACK ROAD, PHOENIX, AZ 85016CRD# 2846934Firm CRD# 105130

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Michael Riordan · PHOENIX, AZ

Registration

CRD #2846934 · L. ROY PAPP & ASSOCIATES, LLP · 14 years registered

Brand Profile

Not yet started

Career History

L. ROY PAPP & ASSOCIATES, LLP

May 2012 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · May 7, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L. ROY PAPP & ASSOCIATES, LLP

CRD 105130 · SEC 801-35594

AUM

$1.4B

Regulatory assets under management

Employees

1,741 client accounts

Services offered by L. ROY PAPP & ASSOCIATES, LLP

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at L. ROY PAPP & ASSOCIATES, LLP →

Introduction

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Frequently Asked Questions

What services does Brian Michael Riordan offer?

Brian Michael Riordan specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PHOENIX, Arizona for a consultation.

What are Brian Michael Riordan's credentials?

Brian Michael Riordan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Michael Riordan located?

Brian Michael Riordan is based in PHOENIX, Arizona, working with L. ROY PAPP & ASSOCIATES, LLP. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Brian Michael Riordan charge for services?

Brian Michael Riordan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L. ROY PAPP & ASSOCIATES, LLP?

L. ROY PAPP & ASSOCIATES, LLP has approximately 10 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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