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Elliott Wayne Smith

PFG ADVISORS, LLC·PEORIA, Arizona
Unclaimed Profile
16150 N. ARROWHEAD FOUNTAINS CENTER DRIVE, PEORIA, AZ 85382CRD# 1392412Firm CRD# 173344
01

About

Elliott Wayne Smith is a registered financial advisor based in PEORIA, Arizona, affiliated with PFG ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PFG ADVISORS, LLC
PFG ADVISORS
AUM
$2.3B
Regulatory assets under management
Employees
115
Total firm employees
View all advisors at PFG ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1392412
Firm CRD# 173344
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Elliott Wayne Smith offer?
Elliott Wayne Smith specializes in Financial Planning, Investment Management. Contact their office in PEORIA, Arizona for a consultation.
What are Elliott Wayne Smith's credentials?
Elliott Wayne Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Elliott Wayne Smith located?
Elliott Wayne Smith is based in PEORIA, Arizona, working with PFG ADVISORS, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.
How does Elliott Wayne Smith charge for services?
Elliott Wayne Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PFG ADVISORS, LLC?
PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PEORIA
Stacy Mae Van Der Werp — PFG ADVISORS, LLCGregory Howard Culver — PFG ADVISORS, LLCLynn Michelle Forman — WEALTH MANAGEMENT INTERNATIONAL, LTD.Brett William Pohl — KINGDOM FINANCIAL GROUP, LLCMichael James Tansley — AVANA CREDIT MANAGEMENT LLC
Nearby cities in Arizona
SCOTTSDALE (467)PHOENIX (224)TUCSON (124)MESA (41)CHANDLER (24)
City Guides
SCOTTSDALE GuidePHOENIX GuideTUCSON GuideMESA GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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