Unclaimed Profile

Elliott Wayne Smith

PFG ADVISORS, LLC·PEORIA, Arizona

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65ChFCClean record19 years registeredPFG ADVISORS, LLC

16150 N. ARROWHEAD FOUNTAINS CENTER DRIVE, PEORIA, AZ 85382CRD# 1392412Firm CRD# 173344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elliott Wayne Smith · PEORIA, AZ

Registration

CRD #1392412 · PFG ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFG ADVISORS, LLC

PFG ADVISORS

Mar 2017 – Jul 2017

PEORIA, AZ

ARCWOOD FINANCIAL, LLC

Jan 2016 – Feb 2017

PHOENIX, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Jun 2007 – Feb 2009

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · June 13, 2007

Years registered · 19

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFG ADVISORS, LLC

CRD 173344 · SEC 801-80797

AUM

$2.3B

Regulatory assets under management

Employees

115

11,752 client accounts

Services offered by PFG ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Elliott Wayne Smith offer?

Elliott Wayne Smith specializes in Financial Planning, Investment Management.

What are Elliott Wayne Smith's credentials?

Elliott Wayne Smith holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Elliott Wayne Smith located?

Elliott Wayne Smith is based in PEORIA, Arizona, last registered with PFG ADVISORS, LLC.

How does Elliott Wayne Smith charge for services?

Elliott Wayne Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG ADVISORS, LLC?

PFG ADVISORS, LLC has approximately 115 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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