Unclaimed Profile

Erik Daniel Averill

AWM CAPITAL, LLC·PHOENIX, Arizona

SIE, Series 7, Series 66CFP17 years registeredAWM CAPITAL, LLC

1 N. 1ST STREET, PHOENIX, AZ 85004CRD# 5427694Firm CRD# 287980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Daniel Averill · PHOENIX, AZ

Registration

CRD #5427694 · AWM CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

AWM CAPITAL, LLC

May 2017 – present

PENNIALL & ASSOCIATES

Aug 2010 – Jan 2018

SCOTTSDALE, AZ

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Aug 2010

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 30, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

AWM CAPITAL, LLC

CRD 287980 · SEC 801-114373

AUM

$861M

Regulatory assets under management

Employees

2,463 client accounts

Services offered by AWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at AWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Erik Daniel Averill offer?

Erik Daniel Averill specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PHOENIX, Arizona for a consultation.

What are Erik Daniel Averill's credentials?

Erik Daniel Averill holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Erik Daniel Averill located?

Erik Daniel Averill is based in PHOENIX, Arizona, working with AWM CAPITAL, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Erik Daniel Averill charge for services?

Erik Daniel Averill's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AWM CAPITAL, LLC?

AWM CAPITAL, LLC has approximately 30 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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