Unclaimed Profile

David Rickard Penniall

AWM CAPITAL, LLC·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 51, Series 63, Series 65CFPClean record27 years registeredAWM CAPITAL, LLC

1 N. 1ST STREET, PHOENIX, AZ 85004CRD# 1088267Firm CRD# 287980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Rickard Penniall · PHOENIX, AZ

Registration

CRD #1088267 · AWM CAPITAL, LLC · 27 years registered

Brand Profile

Not yet started

Career History

BEACON POINTE ADVISORS, LLC

Oct 2024 – present

BRIDGE ADVISORY LLC

Nov 2024 – Dec 2024

PASADENA, CA

ADDWEALTH ADVISORS, LLC

Apr 2020 – Oct 2024

PASADENA, CA

AWM CAPITAL, LLC

May 2017 – Aug 2020

Pasadena, CA

BRIDGE ADVISORY LLC

Oct 2008 – Oct 2024

PASADENA, CA

PENSION ARCHITECTS ADVISORY GROUP, LLC

Oct 2007 – Sep 2013

PASADENA, CA

PENNIALL & ASSOCIATES, INC.

Jul 2002 – Nov 2008

PASADNA, CA

SUNAMERICA SECURITIES, INC.

Jan 1999 – Aug 2002

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 8, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AWM CAPITAL, LLC

CRD 287980 · SEC 801-114373

AUM

$861M

Regulatory assets under management

Employees

2,463 client accounts

Services offered by AWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at AWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Rickard Penniall offer?

David Rickard Penniall specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PHOENIX, Arizona for a consultation.

What are David Rickard Penniall's credentials?

David Rickard Penniall holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Rickard Penniall located?

David Rickard Penniall is based in PHOENIX, Arizona, working with AWM CAPITAL, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does David Rickard Penniall charge for services?

David Rickard Penniall's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AWM CAPITAL, LLC?

AWM CAPITAL, LLC has approximately 30 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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