Unclaimed Profile

Brandon Lee Averill

AWM CAPITAL, LLC·PHOENIX, Arizona

SIE, Series 7, Series 66Clean record16 years registeredAWM CAPITAL, LLC

1 N. 1ST STREET, PHOENIX, AZ 85004CRD# 5781614Firm CRD# 287980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brandon Lee Averill · PHOENIX, AZ

Registration

CRD #5781614 · AWM CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

AWM CAPITAL, LLC

May 2017 – present

PENNIALL & ASSOCIATES

Aug 2010 – Jan 2018

PASADENA, CA

MORGAN STANLEY SMITH BARNEY LLC

Jul 2010 – Aug 2010

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 23, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AWM CAPITAL, LLC

CRD 287980 · SEC 801-114373

AUM

$861M

Regulatory assets under management

Employees

2,463 client accounts

Services offered by AWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at AWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Brandon Lee Averill offer?

Brandon Lee Averill specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PHOENIX, Arizona for a consultation.

What are Brandon Lee Averill's credentials?

Brandon Lee Averill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brandon Lee Averill located?

Brandon Lee Averill is based in PHOENIX, Arizona, working with AWM CAPITAL, LLC. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Brandon Lee Averill charge for services?

Brandon Lee Averill's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AWM CAPITAL, LLC?

AWM CAPITAL, LLC has approximately 30 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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