Unclaimed Profile

Anne Penniall Averill

AWM CAPITAL, LLC·PHOENIX, Arizona

Clean record9 years registeredAWM CAPITAL, LLC

1 N 1ST ST SUITE 685, PHOENIX, AZ 85004CRD# 5198386Firm CRD# 287980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anne Penniall Averill · PHOENIX, AZ

Registration

CRD #5198386 · AWM CAPITAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AWM CAPITAL, LLC

AWM CAPITAL, LLC

Apr 2019 – Feb 2022

NEWPORT BEACH, CA

RETIREMENT WELLNESS GROUP

Apr 2019 – Mar 2022

PASADENA, CA

PENNIALL & ASSOCIATES

Aug 2018 – Dec 2018

PASADENA, CA

ATHLETE WEALTH MANAGEMENT

May 2017 – Dec 2018

Pasadena, CA

Registrations & Exams

Registration record

First registered · May 26, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AWM CAPITAL, LLC

CRD 287980 · SEC 801-114373

AUM

$861M

Regulatory assets under management

Employees

2,463 client accounts

Services offered by AWM CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at AWM CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Anne Penniall Averill offer?

Anne Penniall Averill specializes in Financial Planning, Investment Management, Retirement Planning.

What are Anne Penniall Averill's credentials?

Anne Penniall Averill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anne Penniall Averill located?

Anne Penniall Averill is based in PHOENIX, Arizona, last registered with AWM CAPITAL, LLC.

How does Anne Penniall Averill charge for services?

Anne Penniall Averill's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AWM CAPITAL, LLC?

AWM CAPITAL, LLC has approximately 30 employees and manages $861M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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