Unclaimed Profile

Troy Allen Sommerfeld

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP·APPLETON, Wisconsin

SIE, Series 7TO, Series 66Clean record6 years registeredKERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

3601 E. EVERGREEN DRIVE, APPLETON, WI 54913CRD# 7168165Firm CRD# 142682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Troy Allen Sommerfeld · APPLETON, WI

Registration

CRD #7168165 · KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP · 6 years registered

Brand Profile

Not yet started

Career History

KOM WEALTH MANAGEMENT GROUP, LLC

Oct 2021 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Dec 2019 – Sep 2021

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · December 18, 2019

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

CRD 142682 · SEC 801-67464

AUM

$343M

Regulatory assets under management

Employees

2,206 client accounts

Services offered by KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP →

Introduction

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Frequently Asked Questions

What services does Troy Allen Sommerfeld offer?

Troy Allen Sommerfeld specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Troy Allen Sommerfeld's credentials?

Troy Allen Sommerfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Troy Allen Sommerfeld located?

Troy Allen Sommerfeld is based in APPLETON, Wisconsin, working with KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Troy Allen Sommerfeld charge for services?

Troy Allen Sommerfeld's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP?

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP has approximately 6 employees and manages $343M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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