Unclaimed Profile

Paul Richard Hoffman

ADVISORS' PRIDE INC.·APPLETON, Wisconsin

SIE, Series 4, Series 7, Series 24, Series 53, Series 63Clean record17 years registeredADVISORS' PRIDE INC.

100 W. LAWRENCE STREET, APPLETON, WI 54911CRD# 1219596Firm CRD# 170669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Richard Hoffman · APPLETON, WI

Registration

CRD #1219596 · ADVISORS' PRIDE INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVISORS' PRIDE INC.

LPL FINANCIAL LLC

May 2022 – Dec 2024

APPLETON, WI

ADVISORS' PRIDE INC.

Oct 2014 – May 2022

APPLETON, WI

LPL FINANCIAL LLC

Jul 2010 – Dec 2016

APPLETON, WI

MUTUAL SERVICE CORPORATION

Jan 2009 – Jul 2009

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · January 27, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVISORS' PRIDE INC.

CRD 170669 · SEC 801-80479

AUM

$1.3B

Regulatory assets under management

Employees

6,222 client accounts

Services offered by ADVISORS' PRIDE INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ADVISORS' PRIDE INC. →

Introduction

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Frequently Asked Questions

What services does Paul Richard Hoffman offer?

Paul Richard Hoffman specializes in Financial Planning, Investment Management, Wealth Management.

What are Paul Richard Hoffman's credentials?

Paul Richard Hoffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Richard Hoffman located?

Paul Richard Hoffman is based in APPLETON, Wisconsin, last registered with ADVISORS' PRIDE INC..

How does Paul Richard Hoffman charge for services?

Paul Richard Hoffman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees from other registered investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS' PRIDE INC.?

ADVISORS' PRIDE INC. has approximately 32 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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