Unclaimed Profile

Wendy Stephenson Orth

ENDOWMENT WEALTH MANAGEMENT, INC.·APPLETON, Wisconsin

Series 65Clean record11 years registeredENDOWMENT WEALTH MANAGEMENT, INC.

W6272 COMMUNICATION COURT, APPLETON, WI 54914-8531CRD# 6446753Firm CRD# 108652

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wendy Stephenson Orth · APPLETON, WI

Registration

CRD #6446753 · ENDOWMENT WEALTH MANAGEMENT, INC. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC.

Feb 2015 – Jan 2020

APPLETON, WI

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 2, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENDOWMENT WEALTH MANAGEMENT, INC.

CRD 108652 · SEC 801-112413

AUM

$354M

Regulatory assets under management

Employees

2,076 client accounts

Services offered by ENDOWMENT WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ENDOWMENT WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Wendy Stephenson Orth offer?

Wendy Stephenson Orth specializes in Financial Planning, Investment Management, Retirement Planning.

What are Wendy Stephenson Orth's credentials?

Wendy Stephenson Orth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wendy Stephenson Orth located?

Wendy Stephenson Orth is based in APPLETON, Wisconsin, last registered with ENDOWMENT WEALTH MANAGEMENT, INC..

How does Wendy Stephenson Orth charge for services?

Wendy Stephenson Orth's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENDOWMENT WEALTH MANAGEMENT, INC.?

ENDOWMENT WEALTH MANAGEMENT, INC. has approximately 12 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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