Unclaimed Profile

Jeffrey James Rainer

AVAII WEALTH MANAGEMENT, LLC·APPLETON, Wisconsin

SIE, Series 6, Series 7, Series 26, Series 63, Series 65ChFC23 years registeredAVAII WEALTH MANAGEMENT, LLC

2101 N CASALOMA DR, APPLETON, WI 54913CRD# 3168972Firm CRD# 298165

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey James Rainer · APPLETON, WI

Registration

CRD #3168972 · AVAII WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

LIFEWORKS ADVISORS, LLC

Sep 2024 – present

AVAII WEALTH MANAGEMENT, LLC

Sep 2018 – Sep 2024

APPLETON, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jul 2018 – Sep 2018

APPLETON, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Mar 2003 – Sep 2016

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · March 10, 2003

Years registered · 23

Professional designation · ChFC

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AVAII WEALTH MANAGEMENT, LLC

CRD 298165 · SEC 801-113937

AUM

$410M

Regulatory assets under management

Employees

2,243 client accounts

Services offered by AVAII WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVAII WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey James Rainer offer?

Jeffrey James Rainer specializes in Financial Planning, Investment Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Jeffrey James Rainer's credentials?

Jeffrey James Rainer holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey James Rainer located?

Jeffrey James Rainer is based in APPLETON, Wisconsin, working with AVAII WEALTH MANAGEMENT, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Jeffrey James Rainer charge for services?

Jeffrey James Rainer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVAII WEALTH MANAGEMENT, LLC?

AVAII WEALTH MANAGEMENT, LLC has approximately 15 employees and manages $410M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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