Unclaimed Profile

Richard Michael Otto

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP·APPLETON, Wisconsin

SIE, Series 7, Series 63CFPClean record19 years registeredKERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

3601 E. EVERGREEN DRIVE, APPLETON, WI 54913CRD# 2227141Firm CRD# 142682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Michael Otto · APPLETON, WI

Registration

CRD #2227141 · KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP · 19 years registered

Brand Profile

Not yet started

Career History

KOM WEALTH MANAGEMENT GROUP, LLC

Mar 2017 – present

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

Feb 2007 – Dec 2016

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · February 15, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

CRD 142682 · SEC 801-67464

AUM

$343M

Regulatory assets under management

Employees

2,206 client accounts

Services offered by KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in APPLETON?

Browse all registered financial advisors in APPLETON, Wisconsin or claim this profile if it's yours.

Browse APPLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Michael Otto offer?

Richard Michael Otto specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Richard Michael Otto's credentials?

Richard Michael Otto holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Michael Otto located?

Richard Michael Otto is based in APPLETON, Wisconsin, working with KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Richard Michael Otto charge for services?

Richard Michael Otto's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP?

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP has approximately 6 employees and manages $343M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →