Unclaimed Profile

Kaley Marie Klepps

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP·APPLETON, Wisconsin

Series 654 years registeredKERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

3601 E. EVERGREEN DRIVE, APPLETON, WI 54913CRD# 7414274Firm CRD# 142682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kaley Marie Klepps · APPLETON, WI

Registration

CRD #7414274 · KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP · 4 years registered

Brand Profile

Not yet started

Career History

KOM WEALTH MANAGEMENT GROUP, LLC

Aug 2021 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 18, 2021

Years registered · 4

Disclosure History

2016Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

CRD 142682 · SEC 801-67464

AUM

$343M

Regulatory assets under management

Employees

2,206 client accounts

Services offered by KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP →

Introduction

Speak with Kaley

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kaley is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in APPLETON?

Browse all registered financial advisors in APPLETON, Wisconsin or claim this profile if it's yours.

Browse APPLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kaley Marie Klepps offer?

Kaley Marie Klepps specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Kaley Marie Klepps's credentials?

Kaley Marie Klepps is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kaley Marie Klepps located?

Kaley Marie Klepps is based in APPLETON, Wisconsin, working with KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Kaley Marie Klepps charge for services?

Kaley Marie Klepps's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP?

KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP has approximately 6 employees and manages $343M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →