Unclaimed Profile

Joseph Napolitano

NATIONAL ASSET MANAGEMENT, INC.·SEATTLE, Washington

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record20 years registeredNATIONAL ASSET MANAGEMENT, INC.

ONE UNION SQUARE 600 UNIVERSITY STREET, SEATTLE, WA 98101CRD# 5067623Firm CRD# 115927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Napolitano · SEATTLE, WA

Registration

CRD #5067623 · NATIONAL ASSET MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

GLADSTONE WEALTH PARTNERS

Sep 2023 – present

GLADSTONE WEALTH PARTNERS

Feb 2021 – Sep 2023

CHESTER, NJ

MARSHALL & STERLING WEALTH ADVISORS, INC.

Apr 2019 – Feb 2021

POUGHKEEPSIE, NY

FIRST STANDARD FINANCIAL ADVISORY

Aug 2018 – Mar 2019

RED BANK, NJ

NATIONAL ASSET MANAGEMENT, INC.

Aug 2013 – Jun 2018

NEW YORK, NY

ASSET & FINANCIAL PLANNING, LTD

Jan 2013 – Sep 2013

POUGHKEEPSIE, NY

ASSET & FINANCIAL PLANNING, LTD

Mar 2006 – Apr 2012

POUGHKEEPSIE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · March 24, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B. RILEY WEALTH ADVISORS, INC.

CRD 115927 · SEC 801-64837

AUM

$7.6B

Regulatory assets under management

Employees

457

20,038 client accounts

Services offered by B. RILEY WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B. RILEY WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Napolitano offer?

Joseph Napolitano specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Joseph Napolitano's credentials?

Joseph Napolitano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Napolitano located?

Joseph Napolitano is based in SEATTLE, Washington, working with NATIONAL ASSET MANAGEMENT, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Joseph Napolitano charge for services?

Joseph Napolitano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL ASSET MANAGEMENT, INC.?

NATIONAL ASSET MANAGEMENT, INC. has approximately 457 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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