Unclaimed Profile

David Charles Levine

NATIONAL ASSET MANAGEMENT, INC.·SEATTLE, Washington

SIE, Series 7, Series 24, Series 63, Series 65, Series 6624 years registeredNATIONAL ASSET MANAGEMENT, INC.

ONE UNION SQUARE 600 UNIVERSITY STREET, SEATTLE, WA 98101CRD# 2569418Firm CRD# 115927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Charles Levine · SEATTLE, WA

Registration

CRD #2569418 · NATIONAL ASSET MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

ARETE WEALTH ADVISORS, LLC

Jan 2023 – present

ARETE WEALTH MANAGEMENT, LLC

Jan 2023 – present

B. RILEY WEALTH ADVISORS, INC.

Jan 2021 – Nov 2022

BOCA RATON, FL

GUNNALLEN FINANCIAL, INC

Jul 2008 – Mar 2010

TAMPA, FL

SUMMIT CAPITAL MANAGEMENT GROUP, LLC

Jul 2008 – Oct 2010

BOCA RATON, FL

GUNNALLEN FINANCIAL, INC

May 2005 – Jul 2008

TAMPA, FL

RYAN BECK & CO.

Mar 2002 – May 2003

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · March 20, 2002

Years registered · 24

Disclosure History

2022Regulatory·Final

2011Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

B. RILEY WEALTH ADVISORS, INC.

CRD 115927 · SEC 801-64837

AUM

$7.6B

Regulatory assets under management

Employees

457

20,038 client accounts

Services offered by B. RILEY WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B. RILEY WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does David Charles Levine offer?

David Charles Levine specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are David Charles Levine's credentials?

David Charles Levine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Charles Levine located?

David Charles Levine is based in SEATTLE, Washington, working with NATIONAL ASSET MANAGEMENT, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does David Charles Levine charge for services?

David Charles Levine's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL ASSET MANAGEMENT, INC.?

NATIONAL ASSET MANAGEMENT, INC. has approximately 457 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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