Unclaimed Profile

Alicia Maria Guagliardo

NATIONAL ASSET MANAGEMENT, INC.·SEATTLE, Washington

SIE, Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, Series 51, Series 52TO, Series 53, Series 63, Series 65Clean record26 years registeredNATIONAL ASSET MANAGEMENT, INC.

1001 4TH AVENUE, SEATTLE, WA 98154CRD# 2091180Firm CRD# 115927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alicia Maria Guagliardo · SEATTLE, WA

Registration

CRD #2091180 · NATIONAL ASSET MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Aug 2015 – present

ROBERT W. BAIRD & CO. INCORPORATED

Nov 2014 – Dec 2014

Seattle, WA

MCADAMS WRIGHT RAGEN, INC.

Aug 2012 – Nov 2014

SEATTLE, WA

NATIONAL ASSET MANAGEMENT, INC.

Jun 2008 – Aug 2012

SEATTLE, WA

ACCESSOR CAPITAL MANAGEMENT LP

May 2007 – Jul 2008

SEATTLE, WA

INTRUST BROKERAGE INC.

Aug 2004 – Jun 2006

WICHITA, KS

INTRUST FINANCIAL SERVICES, INC.

Jun 2000 – Mar 2006

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 9

Series 10

Series 24

Series 51

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · June 27, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B. RILEY WEALTH ADVISORS, INC.

CRD 115927 · SEC 801-64837

AUM

$7.6B

Regulatory assets under management

Employees

457

20,038 client accounts

Services offered by B. RILEY WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B. RILEY WEALTH ADVISORS, INC. →

Introduction

Speak with Alicia

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alicia is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SEATTLE?

Browse all registered financial advisors in SEATTLE, Washington or claim this profile if it's yours.

Browse SEATTLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alicia Maria Guagliardo offer?

Alicia Maria Guagliardo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Alicia Maria Guagliardo's credentials?

Alicia Maria Guagliardo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alicia Maria Guagliardo located?

Alicia Maria Guagliardo is based in SEATTLE, Washington, working with NATIONAL ASSET MANAGEMENT, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Alicia Maria Guagliardo charge for services?

Alicia Maria Guagliardo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONAL ASSET MANAGEMENT, INC.?

NATIONAL ASSET MANAGEMENT, INC. has approximately 457 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →