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MARSHALL & STERLING WEALTH ADVISORS, INC.
MARSHALL & STERLING WEALTH ADVISORS, INC.
POUGHKEEPSIE, New York
·
10 registered advisors
·
CRD# 164345
SEC# 801-78688
2
845-554-1046
01
Firm Overview
AUM
$664M
Regulatory assets under management
Employees
13
Total firm employees
Advisors
10
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at MARSHALL & STERLING WEALTH ADVISORS, INC.
10 registered advisors
Catherine Reeck Shanks
POUGHKEEPSIE, New York
CRD# 6468830
Craig Matthew Pesce
POUGHKEEPSIE, New York
CRD# 2860958
Frank J Smith
POUGHKEEPSIE, New York
CRD# 7721097
Jeanne Marie Maloy
POUGHKEEPSIE, New York
CRD# 6469096
John Patrick O'shea
POUGHKEEPSIE, New York
CRD# 6092358
Krystal M. Woods
POUGHKEEPSIE, New York
CRD# 7962416
Michael Ambrose Ryan
POUGHKEEPSIE, New York
CRD# 2255532
Nicole Elizabeth Keppel
POUGHKEEPSIE, New York
CRD# 5111852
Timothy Edward Dean
POUGHKEEPSIE, New York
CRD# 6080600
Timothy Rychcik
POUGHKEEPSIE, New York
CRD# 6080601
05
Office Locations
POUGHKEEPSIE, New York
10 advisors
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Data sourced from SEC Form ADV filings. MARSHALL & STERLING WEALTH ADVISORS, INC. (CRD# 164345) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.